Any individual selling stock for another must comply with the broker laws imposed by the SEC. This is true whether the individual is a family member, friend, director or employee. ... read more →
Navigating Private Placements: Soliciting Investors Under Regulation D Here is a brief discussion of how to locate and solicit investors for a private placement. This article covers offerings for angels... read more →
Exploring the Benefits of Private Placements in Uncertain Markets Tough economic forecasts or down markets create an uncertain environment for companies looking to raise capital through an IPO (Initial Public... read more →
Private Placements: A Viable Alternative for Raising Capital Markets in a downturn often halt new secondary offerings and IPOs, leaving companies waiting and hoping for a quick return to the... read more →
You Don’t Have to Beg Institutions and Broker Dealers to Sell Your Private Placement Offerings. If you believe the public would buy shares in your company, you can take control... read more →