Our Team

Our Legal Team

Our securities attorneys bring decades of combined experience drafting offering documents and guiding companies through the capital raising process.

Our Attorneys

SF

Steve Forbes, Esq.

Senior Securities Counsel

Corporate and securities attorney and CPA with over 20 years of experience representing public and private companies in mergers, acquisitions, venture capital transactions, IPOs, and private placements. BAA and MBA from University of Wisconsin and a JD from University of Wisconsin School of Law.

MC

Marilee Clark, Esq.

Senior Corporate, Securities & Tax Counsel

Over 20 years practicing tax, corporate, and securities law, with extensive experience serving real estate investors, investment companies, and private placement offerings. JD from the University of Connecticut School of Law with a Certificate in Taxation.

DM

David Merrick, Esq.

Senior Corporate Counsel

More than three decades advising multinational corporations, private equity firms, and financial institutions on complex U.S. and cross-border tax matters. Former Tax Managing Director at PwC and KPMG and Senior Tax Attorney at IBM. JD from George Washington University.

JF

Jeffrey C. Foy, Esq.

Senior Securities & Corporate Counsel

30 years in corporate and securities law, representing startup and growth-stage companies in private equity transactions, joint ventures, and strategic alliances. Deep experience with tax-driven investment vehicles and technology contracts. JD from UT-Austin School of Law.

AF

Alesia Selby Flemming

Senior Securities Counsel

Focuses on securities law, securities litigation, and corporate transactional work. Former VP and General Counsel of OrderTrust, Inc. and an associate at Davis, Polk & Wardwell and Goodwin, Procter. JD from New York University School of Law.

LM

Larry Mallinger

Senior Securities Counsel

Over 30 years of financial services legal experience, including serving as Counsel to Morgan Stanley and Associate Counsel at the Chicago Stock Exchange. Focuses on securities law, corporate law, and transactional work. JD from the University of Michigan Law School.

AR

Alex W. Reichl

Senior Securities Counsel

Securities and corporate attorney and former General Counsel of Redwood Ventures, where he oversaw more than $500M in transactions. Focuses on securities law and start-up representation. JD with distinction from Boalt Hall School of Law at UC Berkeley.

GS

Gregory W. Stevens

Senior Litigation/Criminal Counsel

Over 34 years handling civil litigation, criminal defense, and securities enforcement defense, with extensive federal and state trial and appellate experience. JD from the University of Michigan School of Law.

AK

Adam Kingsley

Senior Litigation Counsel

Over 25 years as a civil litigation attorney and former Senior Counsel in the City of Chicago Department of Law, with trial and appellate experience in Illinois state and federal courts. JD from Duke University School of Law.

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Lawrence Falli

Senior Litigation Counsel

Ten years of securities and civil litigation experience, previously with the Office of the Illinois Attorney General and the DuPage County State's Attorney. JD from John Marshall Law School.

DR

David Robinson

Senior Tax Counsel

Tax attorney and CPA with over 30 years of experience in federal income, estate, and gift tax law, plus broker/dealer regulation. LL.M. in taxation from NYU School of Law and licensed in Mississippi, Texas, Oklahoma, and Florida.

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