CentEx Due Diligence
Expert due diligence for broker-dealers & RIAs
Comprehensive due diligence from veteran investment bankers, lawyers, accountants and consultants.
A multidisciplinary team you can trust
Our due diligence team is made up of veteran investment bankers, lawyers, accountants and consultants. Many due diligence firms have some consulting and legal experience; few have tenured, veteran legal and consulting staff. Every member of our team has more than a decade of high-level experience.
Our affiliates have provided securities legal and consulting services to issuers and broker-dealers since 2008. We furnish sponsor-level and deal-level due diligence opinions and review opinions prepared by other firms.
Our due diligence services
01
Sponsor-level due diligence
Evaluation of sponsors and their management teams, track records and organizational capabilities.
02
Deal-level due diligence
Analysis of specific opportunities, including financial projections, market analysis and risk.
03
Opinion review
Review of due diligence opinions prepared by other firms, with recommendations and comparisons.
04
Risk mitigation software
Software that helps broker-dealers manage and reduce risk and compliance burdens.
05
Compliance consulting
Compliance consulting for hedge funds, registered investment advisers and broker-dealers.
06
Expert witness services
Litigation support and expert testimony in securities-related arbitrations and disputes.
What to consider when selecting a provider
A multidisciplinary team
Does the firm have lawyers, bankers and accountants on the team?
Facts plus opinion
Will the report provide facts and a legal and business opinion? Facts alone are of limited value.
Comparative analysis
Will the provider compare and contrast other due diligence reports on request?
Actionable recommendations
We summarize and compare other providers’ findings and make recommendations from them.
“The Centarus team have an ‘entrepreneurial’ mindset and a results-oriented attitude. They understand what it takes to actually close a deal, not just draft documents.”
Need due diligence support?
Contact us to discuss your due diligence requirements and how our team can help.
